Regulatory Compliance Program
Greenstone is the only institutional-grade advisory firm that offers region-wide coverage enabling fund managers to compliantly market and offer funds to GCC investors
For fund managers who have their own investor relationships in the GCC but lack the appropriate licensing to raise capital, Greenstone's GCC Regulatory Compliance Program (“RCP”) enables fund managers to remain compliant while promoting and offering alternative funds/vehicles to investors in select countries in the GCC. Greenstone's RCP platform provides the local licensed entities, registration, regulatory marketing documentation, and product approvals from regulators required for the compliant marketing of a fund.
Our platform of locally-licensed entities enables region-wide regulatory compliance for fund distribution
The Capital Market Authority (CMA) of Saudi Arabia
- Capital Market Institutions Regulations
- Securities Business Regulations
- Investment Funds Regulations
- Rules on the Offer Securities and Continuing Obligations
Financial Services Authority (FSA), Sultanate of Oman
- The Capital Markets Law
- The Executive Regulations of the Capital Markets Law, as amended (the “Executive Regulations”)
- *Services provided via partnership agreement with third-party locally licensed entities
The Qatar Financial Centre Regulatory Authority (QFCRA)
- Financial Services Regulations
- Collective Investment Scheme Rules 2010 (“COLL”)
- *Services provided via partnership agreement with third-party locally licensed entities
The UAE Securities and Commodities Authority (SCA)
- The Chairman of the Authority’s Board of Directors’ Decision No. (13/chariman) of 2021 on the Regulations Manual of the Financial Activities and Status Regularization Mechanisms (the “Rulebook’)
Greenstone's regulatory compliant fund distribution solution is easy to adopt and inexpensive for fund managers versus aquiring and maintaining their own locally licensed entities
The partner of choice for global fund managers seeking a single country or GCC-wide solution
Choosing a local partner like Greenstone enables fund managers to raise capital compliantly at a fraction of the cost versus establishing their own locally-licensed entities.